What sets FundEX apart? Our defined cost platform represents more than just a 100% payout opportunity. We like to believe that everything from our advisor-focused guiding principles to our business philosophy and industry insight makes us unique. If you’re a client-centred financial planner, and not a producer, we may be the right fit for you.
Home >> Investor Privacy Notice
As an organization that collects, uses and discloses personal information, FundEX Investments Inc. ("FundEX") is subject to the federal Personal Information Protection and Electronic Document Act (or by similar laws in the provinces of Alberta, British Columbia and Quebec), effective January 1st, 2004. In complying with these laws, it is important that FundEX provide you with information so that you may fully understand the purposes for which your personal information is collected.
Over the course of your relationship with FundEX and your investment funds advisor, personal information will be collected in order to administer your FundEX account. This information typically includes your financial information and investment objectives, in addition to your current investments, banking information and your social insurance number. This information allows for but is not limited to the buying and selling of mutual funds on your behalf, in addition to providing you with reporting and the administration of your account in a compliant and regulatory manner.
At times, FundEX may provide this information to mutual fund companies in which you invest, self-regulatory organizations with which we are members, securities regulators, stock exchanges, law enforcement agencies and to companies that perform services on our behalf. These organizations, like FundEX are bound and must comply with the same federal/provincial privacy act(s). FundEX does not disclose your information to any other organization(s) to use for their own purposes and in particular will never sell or trade your personal information.
The purposes for which we collect, use and disclose your personal information are central to our being able to provide you with our services. Should you have objections to the collection and disclosure of your personal information, as listed in the foregoing, FundEX will no longer be in a position to provide you with these services. Therefore, by maintaining your account with FundEX we will consider that you have consented to our collecting, using and disclosing your personal information.
In representing FundEX, your investment funds advisor is acting on behalf of the mutual fund dealer. Your investment funds advisor may also be licensed to sell other products and, therefore may wish to provide you with advice and services in that other capacity. Should they do so, your investment funds advisor will communicate with you directly regarding any additional use or disclosure of your personal information.
In the Province of Quebec, for the "object" of administering your account and complying with legal and regulatory requirements, FundEX creates a file containing your personal information. Only those employees whose job functions involve matters related to the "object" of the file will have access to this information. If you wish to review or make changes to your file you may do so by making a written request to Privacy Officer, FundEX Investments Inc., 25 Centurian Drive, Suite 208, Markham, Ontario L3R 5N8.
Should you have any questions or concerns regarding the use of your personal information we encourage you to speak with your investment funds advisor. Alternatively, you may contact our designated Privacy Officer via fax at 905-305-1698 or via email at compliance@fundex.com.
As an organization that collects, uses and discloses personal information, FundEX Investments Inc. ("FundEX") is subject to the federal Personal Information Protection and Electronic Document Act (or by similar laws in the provinces of Alberta, British Columbia and Quebec), effective January 1st, 2004. In complying with these laws, it is important that FundEX provide you with information so that you may fully understand the purposes for which your personal information is collected.