Our Guiding Principles
We believe the independent support provided by our financial professionals plays a vital role in people’s lives. We’re proud to foster that independence through the highest standards of ethical conduct. FundEX Associates must abide by the following Code such that their actions will reflect:
- Absolute trustworthiness: the clients’ interest must be the foremost consideration in all business dealings;
- Due diligence must be practiced to learn the essential and current financial and personal circumstances and investment objectives of each client;
- A continuous effort will be made to maintain a high standard of professional knowledge;
- All personal affairs must be conducted in a responsible manner that reflect positively on the profession;
- All methods of soliciting and conducting business must merit public respect and confidence.